SEC 606 Required Report on Routing of Customer Orders


The above reports were the Wang Investment Associates, Inc. reports for the year 2010 with Southwest Securities Inc. as its clearing firm.


Going forward SogoTrade clients will have similar reports provided under the SogoTrade systems environment clearing through Apex Clearing Corporation.


SEC - Disc of Order Routing - 3nd quarter 2012.
SEC - Disc of Order Routing - 2nd quarter 2012.
SEC - Disc of Order Routing - 1st quarter 2012.
SEC - Disc of Order Routing - 4th quarter 2011.
SEC - Disc of Order Routing - 1st quarter 2011.
SEC - Disc of Order Routing - 4th quarter 2009.
SEC - Disc of Order Routing - 3rd quarter 2009.
SEC - Disc of Order Routing - 2nd quarter 2009.
SEC - Disc of Order Routing - 1st quarter 2009.